12.1Preliminary remarks
In Chapter TBD of Introduction to Tensor Calculus we introduced the concept of a Riemannian
space as an analytical structure consisting of a metric tensor field
imposed upon .
Thus, the switch from Euclidean to Riemannian spaces represented a reduction in the number of
essential elements as we dispensed with the notion of a physical space along with geometric
vectors, and no longer treated the concepts of length, area, and volume as primary notions.
However, nearly all of the remaining elements of the tensor framework survived, starting with the
concepts of coordinate changes and tensors. The availability of the metric tensor enabled index
juggling, as well as the introduction of the Christoffel symbol and therefore the operation of the
covariant derivative. In other words, the tensor framework remained fully intact and, as a matter
of fact, became more general thanks to the severing of the connection to Euclidean spaces.
The subject of Differential Forms takes the reduction approach a decisive step further by
eliminating the metric tensor from consideration. All that is left is the unadorned arithmetic
space .
What is the purpose of such an extreme reduction? The basic answer is generality. The fewer
elements a framework has and the fewer assumptions it makes, the more general it is. Thus, a
Riemannian space is a generalization of a Euclidean space, and a stripped down is a
generalization of a Riemannian space. As one goes from a particular framework to a more general
one, something is inevitably lost and some things are inevitably gained. For example, in going from
Euclidean spaces to Riemannian spaces, we lost the absolute geometric reference that anchored and
guided our investigations. On the other hand, we gained not only the ability to analyze
analytically richer spaces but also a framework for questioning and reevaluating the very
assumptions underpinning Euclidean geometry. This experience gives us the strong impetus to look
for ways of generalizing the concept of a Riemannian space in the hope of gaining deeper insights
into the nature of things.
In the broader pursuit of generality, one particular landmark will be of special interest to us:
the Fundamental Theorem of Calculus. Ultimately, the Fundamental Theorem of Calculus
is an arithmetic fact as it
is essentially a statement that addition is opposite of subtraction. It is, of course, true that
the integral on the left can be interpreted as the signed area of the domain "under" the graph of
. However, this interpretation is
after-the-fact. For example, if the integral is analyzed by a change of variables -- a technique
often referred to as integration by substitution -- the shapes in the associated geometric
interpretation must change accordingly.
Let us contrast it with the divergence theorem
discussed in the previous Section.
Both integrands
and
are invariant under coordinate changes and represent geometric characteristics of the surface , its boundary , and the tensor field .
Although the metric tensor does not appear explicitly in the statement of the divergence theorem it
strongly permeates all of its elements. It is found in the covariant derivative , in
the components of the
geodesic normal, and -- perhaps most strongly -- in the fact that both integrals represent the
limit of sums that involve measures of areas and lengths.
In other words, the elements of the Riemannian framework are essential to the formulation of the
divergence theorem. It is of interest then to find an alternative multi-dimensional analogue of the
Fundamental Theorem of Calculus that mimics its arithmetic nature. Differential Forms deliver that
analogue in the form of the generalized Stokes theorem.
12.2Tensors in
The subject of Differential Forms can be told without ever mentioning the concept of a tensor. But
then again, the same can be said of Tensor Calculus itself. And much like in the case of Tensor
Calculus, the tensor framework provides an essential underpinning for the subject of Differential
Forms.
A change of coordinates is defined to be a map from to
captured by a set of functions
The inverse set is denoted by
The change of coordinates is
characterized by the Jacobians
and
which, as we are well aware by now,
represent matrix inverses of each other. With the Jacobians in hand, we can give the same
definition of a tensor as we did in a Riemannian space. However, due to the absence of the metric
tensor, our ability to construct new tensors is far more limited. Nevertheless, we must mention the
crucial fact that the permutation systems
and are
relative tensors of respective weights and , and that all delta systems
are absolute tensors. Furthermore, note that the Levi-Civita symbols
and are
excluded from consideration.
Naturally, tensors can still be added, multiplied, and validly contracted to produce new tensors.
As a result, we are still able to generate invariants if a proper combination of index flavors is
available. For example, a contravariant tensor can
be combined with a covariant tensor to
produce the invariant
On the other hand, for a pair
contravariant tensors and
, we
choose not to introduce a mechanism for constructing an invariant since we have decided to exclude
the covariant tensor
from consideration.
For the same reason, we will not consider the Christoffel symbol
which is an essential element in the construction of the covariant derivative. However, crucially,
there exists an alternative means of constructing a differential operator that preserves the tensor
property. The key is the operation skew-symmetrization.
Denote the partial derivative by
the symbol , i.e.
As we observed in Chapter TBD of
Introduction to Tensor Calculus, although the object
is not a tensor for a tensor ,
the commutator
is a tensor.
There are several ways to see this, but the essential key to this insight is the fact that the
non-tensor part of is
symmetric in and . Indeed, under a change of coordinates,
transforms according to the rule
as we showed in Chapter TBD of the
Introduction to Tensor Calculus. Notice that the non-tensor term is
proportional to the second-order Jacobian
which is symmetric in and
.
Thanks to this property, we have
and, due to the cancellation of the
nontensor terms, we obtain that
which proves the tensor property of
the commutator
Alternatively, note that
can be expressed in terms of the covariant derivative by
the equation
where the nontensor part is
proportional to the Christoffel tensor
which is once again symmetric in and . As a result, we have
which proves the tensor property of
the commutator on the left by equating it to a tensor expression.
This observation will lead to the concept of the exterior derivative.
12.3Deleted.
Thus, Differential Forms is a study of skew-symmetric systems. A differential form is a
synonym for a skew-symmetric system. The term form is used because mathematicians often
prefer to speak in terms of invariants rather than tensors or systems. For example, instead of
saying "consider a system ",
a mathematician might prefer to say "consider a form ".
The term differential is used because the forms often include "differentials" , as
in .
12.4Review of skew-symmetric systems
The concept of skew-symmetric systems was initially discussed in Chapter TBD of Introduction to
Tensor Calculus. We will now return to that topic and add a few details. Our discussion will
target the for
an arbitrary dimension . However, for the sake of working with more transparent
expression we will illustrate the concepts in
and, when necessary, restate the
result for a general .
By definition, a system is skew-symmetric if any of its elements related by a switch of two
indices have opposite values. Crucially, the result of a double contraction between a
skew-symmetric and a symmetric system is zero. For example, if is
a skew-symmetric system and
is a symmetric system, i.e.
then
In fact, this property can be taken
to be converted into a definition of a skew-symmetric, i.e. a system is called skew-symmetric if it
produces zero when double-contracted with any symmetric system.
12.4.1The permutation systems
The permutation systems
and are
defined as the unique skew-symmetric systems that have as many indices as the dimension of the
space such that
In other words,
As we have already mentioned, the
permutation systems
and are
relative tensors of respective weights and .
12.4.2The delta systems
A delta system of
any order has the following definition.
delta_{j_{1}cdots j_{m}}^{i_{1}cdots
i_{m}}=left{ begin{tabular} {ll} & & & end{tabular}
right. end{equation} All delta systems are tensors. The Kronecker delta
satisfies the above definition and may thus be considered to be a delta system. The complete delta
system
is the tensor product of the two permutation systems, i.e.
A delta system of any order can be
expressed in terms of the Kronecker delta. For example,
and
Note that these relationships can be
captured elegantly with the help of the determinant, i.e.
and
A contraction of a delta system yields a lower-order delta system. For example, in ,
In particular,
It is clear how to generalize these
relationships to . The
contraction of a complete delta system produces a factor of , the next contraction produces a factor of , the next one a factor of , and so on. Finally, the contraction of
the Kronecker delta
produces a factor of . Thus,
and, in particular,
Also, for , we have
It is left as an exercise to show that a higher-order delta system "absorbs" the lower-order delta
system in a contraction according to the formula
where the factorial factor
corresponds to the lower order.
12.5The dual skew-symmetric systems
Any skew-symmetric system or
of
order that matches the dimension of the space has a single degree of freedom which may be taken to
be the value of the element or
.
Then we have
A skew-symmetric system of order that less than has a greater number of degrees of freedom. We will now
show that any such system can be expressed as a linear combination of the elements of the
permutation system
and the coefficients of the linear combination can be treated as the degrees of freedoms of the
skew-symmetric form.
For example, let us consider a system of
order . Then we can always find system of
order such that
Of course, such a system is
not unique since it can be altered by any system symmetric in any two coefficients. However, if we
stipulate that is
itself skew-symmetric, then it becomes unique. In fact, the elements of can
be retrieved by contraction with .
Indeed,
Thus
This calculation shows that we can
move freely between the skew-symmetric systems
and . In
fact, there appears to be a perfect duality between
and and
we can think of as
the degrees of freedom of
and, conversely, of as
the degrees of freedom of . In
fact, the connection between
and is so
strong that we ought to use the same symbol to denote both systems. While we are at it, let us
balance the factorial factors between the two reciprocal equations. Thus, for a given
skew-symmetric system in
, the
dual skew-symmetric system is
given by
while the reciprocal relationship
reads
Note that if is
a relative covariant tensor of weight , then the dual system
is a relative contravariant tensor of weight .
It is clear how the relationship between a skew-symmetric system and its dual generalizes to . For
a system of
order , the dual system
of order is given by
while the reciprocal relationship
reads
If is a
relative covariant tensor of weight , then the dual system
is a relative contravariant tensor of weight .
A system of order has
degrees of freedom. Thus, a system
and its dual have the same number of degrees of freedom. In particular, systems of orders and have a single degree of freedom, while systems of orders
and have degrees of freedom.
For an elementary example illustrating degrees of freedom, consider a second-order system in
. Such
a system is represented by a skew-symmetric matrix, such as
and has degrees of freedom. The dual system
is given by
It is left as an exercise to show
that
Thus, the degrees of freedom
of
are arranged within the matrix representing as
follows:
Let us also consider the extreme example of a fifth-order skew-symmetric system in
.Then
its dual is a system of order given by the contraction
The system
can be recovered from by the equation
12.6Alternatization
For any system ,
the combination
is skew-symmetric. Owing to the
identity
we have
It is
skew-symmetric to begin with, then it equals its skew-symmetric part, i.e.
We can also think of the operation of skew-symmetrization in the following way. Treat as
if it were already skew-symmetric and calculate its dual by
the formula
Then, calculate the dual to , i.e.
The result is the skew-symmetric
part of
,
as demonstrated by the following chain of identities:
12.7The exterior derivative
We pointed out at the top of the Chapter that while the partial derivative
of a tensor is
not itself a tensor, the commutator
is one. When we investigated
the underlying reasons for this phenomenon, we observe that the "nontensor" part of is
symmetric in and and is therefore eliminated by
alternatization. Naturally, the same alternatization approach works for tensors of arbitrary order
and suggests the idea of a new differential operator that, much like the covariant derivative,
preserves the tensor property of its input.
The resulting differential operator is known as the exterior derivative. For a covariant tensor
with a representative collection of indices, the exterior derivative, denoted by , is
defined by
Let us consider one interesting example in and
investigate what happens when the exterior derivative is applied to a tensor of order . One again, using for
simplicity, consider
Represent in
terms of its dual system , i.e.
Then, we have
By the product rule (and the fact
that ), we have
Observe that
Therefore,
12.8The generalized Stokes theorem
12.8.1The surface patch and its boundary
The generalized Stokes theorem applies to -dimensional surfaces in . To
formalize what we mean by that, denote the elements of by
and consider within a
finite domain with boundary .
Denote the elements of by
and
let the equations
denote a mapping from to
. Then
the image of under this mapping can be considered
a surface patch in with
the values
acting as surface coordinates.
Note that in the previous Chapter, we used the symbol and to distinguish
between the actual surface patch and its arithmetic domain. In the present context however, there
is hardly a need to make that distinction since the statement of the generalized Stokes theorem
does not make any references to any of the geometric characteristics, such as the volume element
,
of the "actual" surface but only to the arithmetic domain
.
The closed boundary is an -dimensional surface. Let us
refer it to coordinates . In
other words, represent as the image of a mapping from to
given
by the equations
Once again, we do not use the
distinct symbols and for the
surface -dimensional surface in and
the arithmetic domain in since
the Stokes theorem does not reference and of the geometric characteristics of the surface .
Each mapping is characterized by the shift tensor. The shift tensor
characterizing and the shift tensor
characterizing are given by the familiar equations
and
The shift tensors may still be
thought as representing the respective tangent spaces. However, no further geometric characteristic
of the surfaces and are involved.
12.8.2The statement of the theorem
For the sake of simplicity assume that . We do not need to assume a specific since it does not figure in the statement of the theorem.
The theorem applies to a system of
order , so that the collection of
its partial derivative is of order . Clearly, in order to be able to carry out the partial
differentiation, the field
must be defined not only at the points on the surface but in the wider ambient space .
The generalized Stokes theorem reads
Observe that both repeated integrals
are arithmetic in nature and are meant to be interpreted in the sense of ordinary Calculus.
Furthermore, the fields
and
receive analogous treatments where each live index is engaged in a contraction with the shift
tensor and then each of the live surface indices is contracted with the permutation system.
With the help of the two shorthand symbols
and
the generalized Stokes theorem reads
Notice that the theorem is stated in terms of the partial derivative
rather than the exterior derivative .
This is possible owing to the presence of the skew-symmetric permutation symbol
which makes the combination
skew-symmetric in , , , thus eliminating the need for
alternating .
12.8.3A proof based on the divergence theorem
For the first proof of the generalized Stokes' theorem, let us assume that the divergence theorem
holds for a domain in a Riemannian space of any
dimension. Although the statement of the Stokes theorem references only the arithmetic elements of
does not mean that we cannot
arbitrarily impose a Riemannian structure upon it for the sake of proving the theorem.
Introduce a Cartesian metric in the ambient space and
let
denote the associated metric tensor. Naturally,
corresponds to the identity matrix. Let be
the induced metric tensor on , i.e.
and
be the corresponding volume element.
Let be the restriction of the field to
the surface . Then is given by the composition
and an application of the chain rule
yields
i.e.
Thus, the integral
becomes
Next, observe that the partial
derivative can be
applied to the entire product ,
i.e.
Indeed, by the product rule
The first term on the right vanishes since
due to the fact that the permutation
symbol
has constant elements. The third and fourth terms vanish because the partial derivative of the
shift tensor, e.g.
is symmetric with respect to its
surface indices and therefore vanishes in a double contraction with .
This is the crucial moment where the skew-symmetry of the permutation symbol is used. Thus, the
identity
is confirmed.
Therefore, we have
Let us now take two steps towards
"tensorizing" the integrand. First, replace the permutation system
with its expression
in terms of the Levi-Civita symbol .
We have
By the product rule,
Since
we have
Next, let us focus on the
combination
and convert the partial derivative
to the covariant derivative. This will prepare the integrand for an application of the divergence
theorem. Since the combination
has a single live index , we have
or
Thus, the net effect of the two
tensorization steps is captured by the identity
and we have
Now, observe that the arithmetic integral on the right corresponds to the geometric integral of the
quantity over subject to the induced metric tensor
,
i.e.
By the divergence theorem, the
integral on the right can be converted to a geometric integral over the boundary , i.e.
Recall that the normal is
given by the equation
Therefore, for the combination ,
we have
which yields
Convert the integral on the right to
its arithmetic form, i.e.
Finally, recall that ,
which yields
12.9Exercises
Exercise 12.1Use the formula
to that that in
Exercise 12.2Use the formula
to that that in